Foreign Policy, Summer95 Issue 99, p15, 20p, 1bw
Alperovitz, Gar
Abstract:
Assesses historians' accounts of the atomic bombing of
understanding; Justification for the necessity of the bombing; Use of the atomic bomb to impress the Russians.
Earlier this year, the nation witnessed a massive media
explosion surrounding the Smithsonian Institution's planned Enola Gay exhibit.
As the 50th anniversary of the
Any serious attempt to understand the depth of feeling the story of the atomic bomb still arouses must confront two critical realities. First, there is a rapidly expanding gap between what the expert scholarly community now knows and what the public has been taught. Second, a steady narrowing of the questions in dispute in the most sophisticated studies has sharpened some of the truly controversial issues in the historical debate.
Consider the following assessment:
Careful scholarly treatment of the records and manuscripts
opened over the past few years has greatly enhanced our understanding of why
the Truman administration used atomic weapons against
The author of that
statement is not a revisionist; he is J. Samuel Walker, chief historian of the
U.S. Nuclear Regulatory Commission. Nor is he alone in that opinion.
Even allowing for continuing areas of dispute, these judgments are so far from the conventional wisdom that there is obviously something strange going on. One source of the divide between expert research and public understanding stems from a common feature of all serious scholarship: As in many areas of specialized research, perhaps a dozen truly knowledgeable experts are at the forefront of modern studies of the decision to use the atomic bomb. A second circle of generalists--historians concerned, for instance, with the Truman administration, with World War II in general, or even with the history of air power--depends heavily on the archival digging and analysis of the first circle. Beyond this second group are authors of general textbooks and articles and, still further out, journalists and other popular writers.
One can, of course, find many historians who still believe that the atomic bomb was needed to avoid an invasion. Among the inner circle of experts, however, conclusions that are at odds with this official rationale have long been commonplace. Indeed, as early as 1946 the U.S. Strategic Bombing Survey, in its report Japan's Struggle to End the War, concluded that "certainly prior to 31 December 1945, and in all probability prior to 1 November 1945, Japan would have surrendered even if the atomic bombs had not been dropped, even if Russia had not entered the war, and even if no invasion had been planned or contemplated."
Similarly, a top-secret April 1946 War Department study, Use
of Atomic Bomb on Japan, declassified during the 1970s but brought to broad
public attention only in 1989, found that "the Japanese leaders had
decided to surrender and were merely looking for sufficient pretext to convince
the die-hard Army Group that Japan had lost the war and must capitulate to the
Allies." This official document judged that
Military specialists who have examined Japanese
decision-making have added to expert understanding that the bombing was
unnecessary. For instance, political scientist Robert Pape's
study, "Why Japan Surrendered," which appeared in the Fall 1993 issue
of International Security, details Japan's military vulnerability, particularly
its shortage of everything from ammunition and fuel to trained personnel:
"Japan's military position was so poor that its leaders would likely have
surrendered before invasion, and at roughly the same time in August 1945, even
if the United States had not employed strategic bombing or the atomic
bomb." In this situation, Pape stresses,
"The Soviet invasion of
Whether the use of the atomic bomb was in fact necessary is,
of course, a different question from whether it was believed to be necessary at
the time.
Several major strands of evidence have pushed many
specialists in the direction of this startling conclusion. The
Other intercepted messages suggested that the main obstacle
to peace was the continued Allied demand for unconditional surrender. Although
the expert literature once mainly suggested that only one administration
official--Undersecretary of State Joseph Grew--urged a change in the surrender
formula to provide assurances for
At that time, was crimes trials were about to begin in
Secretary of War Henry Stimson took essentially the same position in July 2 memorandum to Truman. Moreover, he offered his assessment that a surrender formula could be acceptable to the Japanese, and stated "I think the Japanese nation has the mental intelligence and versatile capacity in such a crisis to recognize the folly of a fight to the finish and to accept the proffer of what will amount to an unconditional surrender."
As University of Southern Mississippi military historian John Ray Skates has noted in his book, the Invasion of Japan: Alternative to the Bomb, "[General] Marshall, who believed that retention [of the emperor] was a military necessity, asked that the members [of the Joint Chiefs of Staff] draft a memorandum to the president recommending that the Allies 'do nothing to indicate that the emperor might be removed from office upon unconditional surrender.'"
The other option that seemed likely to bring an end to the
fighting concerned the Soviets. Joseph Stalin had promised to enter the war against
As early as February 1955, Harvard historian Ernest May, in
an article in Pacific Historical Review, observed that the "Japanese
diehards . . . had acknowledged since 1941 that
The importance to
The JIC pointed out, however, that a Soviet decision to join
with the
By mid-June,
In July, the British general Sir Hastings Ismay, chief of staff to the minister of defence, summarized the conclusions of the latest U.S.-U.K.
intelligence studies for Churchill in this way: "When
On several occasions, Truman made abundantly clear that the
main reason he went to
Some of the most important modern documentary discoveries
relate to this point. After Stalin confirmed that the Red Army would indeed
enter the war, the president's "lost"
It is also obvious that if assurances for the emperor were
put forward together with the Soviet attack, the likelihood of an early
Japanese surrender would be even greater. The JIC recognized this in its
REEXAMINING THE RECORD
Many more documentary finds support the view that top
for the orthodox defense of the
bomb's use are devastating: if Soviet entry alone would end the war before an
invasion of
Minimally, the president's contemporaneous diary entries, together with his letter to his wife, raise fundamental questions about Truman's subsequent claims that the atomic bomb was used because it was the only way to avoid "a quarter million," "a half million," or "millions" of casualties.
The range of opinions even among expert defenders of Truman's decision is extraordinarily suggestive. For instance, McGeorge Bundy--who helped Stimson write a classic1947 defense of the bombing, "The Decision to Use the Atomic Bomb" in Harper's Magazine--now holds that the necessity of bombing Hiroshima was "debatable," and the bombing of Nagasaki was "unnecessary." In a MacNeil/Lehrer interview on the 40th anniversary of the bombing, Bundy went so far as to state that he was "not disposed to criticize the use of . . . the bomb to help to end the war, but it does seem to me, looking back on it, that there were opportunities for communication and warning available to the United States government which were not completely thought through by our government at that time." He added:
In July and early August, 1945, the
Or consider the views of the late historian Herbert Feis, who was for decades the voice of orthodox opinion on
the subject and a friend of Stimson's as well as an
adviser to three World War II-era cabinet secretaries.
It is rarely noted that Feis recognized--and
emphasized--that by July 1945 there was a very good chance the war could have
been ended without dropping the atomic bombs on
Feis's only reservation was that Stalin might not have wanted to signal his willingness to join the war against Japan at this time, a rather odd idea that many documents now available show to be illusory. In addition, if a mere announcement of Soviet intentions might have forced a surrender, as the JIC pointed out, the reality of the attack would have been even more powerful.
Related to this question is the fact that so many World War II military leaders are on record as stating that the bomb was not needed. Dwight Eisenhower, for instance, reported in his 1963 Mandate for Change that he had the following reaction when Secretary of War Stimson informed him that the atomic bomb would be used:
During his recitation of the relevant facts, I had been conscious of a feeling of depression and so I voiced to him my grave misgivings, first on the basis of my belief that Japan was already defeated and that dropping the bomb was completely unnecessary, and secondly because I thought that our country should avoid shocking world opinion by the use of a weapon whose employment was, I thought, no longer mandatory as a measure to save American lives.
Historian Stephen Ambrose notes in his biography of Eisenhower
that he also clearly stated that he personally urged Truman not to use the
atomic bomb. Eisenhower's opinion in other public statements in the early 1960s
was identical: "
Admiral William Leahy, President Truman's chief of staff and
the top official who presided over meetings of both the JCS and the U.S.-U.K.
Combined Chiefs of Staff, also minced few words in his 1950 memoirs I Was
There: "The use of this barbarous weapon at
The Army Air Forces commander, General Henry "Hap"
Arnold, put it this way in his 1949 Global Mission: "It always appeared to
us that atomic bomb or no atomic bomb the Japanese were already on the verge of
collapse."
The strong language used by high-level military figures often comes as a shock to those not familiar with the documents, memoirs, and diaries now available. Defenders of the decision sometimes suggest that such views represent only after-the-fact judgments or are the result of interservice rivalry. However, in view of the traditional unwillingness of uniformed military officers to criticize their civilian superiors--and also the extraordinary importance of the historic issue--it is difficult to explain so many statements, made with such force, on such grounds alone.
All of these assessments also bear on the question of the
number of lives that might possibly have been lost if the atomic bomb had not
been used. Over the last decade, scholars of very different political
orientations, including Barton Bernstein, Rufus Miles Jr., and John Ray Skates,
have all separately examined World War II
Even these numbers, however, confuse the central issue: If
the war could have been ended by clarifying the terms of surrender and/or
allowing the shock of the Russian attack to set in, then no lives would have
been lost in an invasion. Fighting was minimal in August 1945 as both sides
regrouped, and the most that can be said is that the atomic bombs might have
saved the lives that would have been lost in the time required to arrange final
surrender terms with
Moreover, if we accept Stimson's
subsequent judgment that "history might find" that the decision to
delay assurances for the emperor "had prolonged the war," then, as
historian Martin Sherwin noted in the October 10, 1981, Nation, the atomic bomb
may well have cost lives. Why? Lives were lost during the roughly two-month
delay in clarifying the surrender terms. Many historians believe the delay was
caused by the decision to wait for the atomic test at
THE PATH NOT TAKEN
Some of the basic questions debated in the expert literature
concern why alternatives for ending the war were not pursued. Little dispute
remains about why the Soviet option was discarded, however. Once the bomb was
proven to work, the president reversed course entirely and attempted to stall a
Red Army attack. A week after the
A traditional argument as to why the surrender formula for
Moreover, many leading newspapers at the time were pressing
for--rather than resisting--a clarification of terms. The Washington Post, for
instance, challenged the "unconditional surrender" formula head on in
a
Similarly, recent research has indicated that far from
pushing the president to maintain a hard line, many leading Republicans urged
him to modify the terms to get an early surrender, preferably before the
Soviets entered the war. Former president Herbert Hoover, for instance, went to
see Truman about the issue in late May, and on July 3, the Washington Post
reported that "Senator [Wallace] White [Jr.] of
Although White indicated that he was speaking as an
individual, the move by so important a political figure could hardly be
ignored. Moreover, White's statement was immediately supported by Senator Homer
Capehart of
THE "PREFERRED" OPTIONS
Martin Sherwin has suggested that the atomic bomb was used
because it was "preferred" to the other options. Although it is
sometimes thought that sheer momentum carried the day, there is no doubt that
it was, in fact, an active choice. When Truman and Byrnes cut the critical
assurances to the emperor out of paragraph 12 of the draft Potsdam
Proclamation, they did so against the recommendation of virtually the entire
top American and British leadership. Truman and Byrnes had to reverse the
thrust of a near-unanimous judgment that the terms should be clarified.
Truman's journal also indicates that he understood that the proclamation in
final form--without the key passage--was not likely to be accepted by
If the Soviet option for ending the war was shelved for political and diplomatic reasons--and if the political reasons for not modifying the surrender formula no longer look so solid--is there any other explanation for why the Japanese were not told their emperor would not be harmed, that he could stay on the throne in some innocuous position like that of the king of England? Some historians, of course, continue to hold that the bomb's use was militarily necessary--or perhaps inevitable because of the inherited technological, bureaucratic, and military momentum that built up during the war. Others suggest that because huge sums had been spent developing the weapon, political leaders found it impossible not to use it. Still others have probed the intricacies of decision-making through an analysis of bureaucratic dynamics.
Of greatest interest, perhaps, is another factor. The
traditional argument has been that solely military considerations were involved
in the decision to use the bomb; increasingly, however, the once controversial
idea that diplomatic issues--especially the hope of strengthening the West against
the
Modern research findings, for instance, clearly demonstrate
that from April 1945 on, top American officials calculated that using the
atomic bomb would enormously bolster
Stimson, for his part, regarded
the atomic bomb as what he called the "master card" of diplomacy
toward
I tried to point out the difficulties which existed and I
thought it premature to ask those questions; at least we were not yet in a
position to answer them. . . . It may be necessary to have it out with
Stimson's argument for delaying
diplomatic fights with the
The time now and the method now to deal with
Stimson's files indicate that Truman had come to similar conclusions roughly a month after taking office. Quite specifically--and against the advice of Churchill, who wanted an early meeting with Stalin before American troops were withdrawn from Europe--the president postponed his only diplomatic encounter with the Soviet leader because he first wanted to know for certain that the still-untested atomic bomb actually worked. Stimson's papers indicate the president's view was that he would have "more cards" later. In a 1949 interview, Truman recalled telling a close associate before the test, "If it explodes as I think it will I'll certainly have a hammer on those boys" (meaning, it seemed clear, the Russians as well as the Japanese). After another May 1945 meeting with Truman, Ambassador Joseph Davies's diaries also record that to my surprise, he said he did not want it [the heads-of-government meeting] until July. The reason which I could assign was that he had his budget on his hands. . . . "But," said he, "I have another reason . . . which I have not told anybody."
He told me of the atomic bomb. The final test had been set for June, but now had been postponed until July. I was startled, shocked and amazed.
Evidence in the Stimson diaries suggests that the broad strategy was probably secretly explained to Ambassador Averell Harriman and British foreign minister Anthony Eden at this time. Scientists in the field also got an inkling that there was a link between the Potsdam meeting with Stalin and the atomic test. J. Robert Oppenheimer, for instance, later testified before the U.S. Atomic Energy Commission that "I don't think there was any time where we worked harder at the speedup than in the period after the German surrender."
The timing was perfect. The first successful atomic test occurred on July 16, 1945, and Truman sat down for discussions with Stalin the very next day. Stimson's diary includes this entry after a full report of the test results was received:
[Churchill] told me that he had noticed at the meeting of the [Big] Three yesterday that Truman was evidently much fortified by something that had happened and that he stood up to the Russians in a most emphatic and decisive manner, telling them as to certain demands that they absolutely could not have and that the United States was entirely against them. He said "Now I know what happened to Truman yesterday. I couldn't understand it. When he got to the meeting after having read this report he was a changed man. He told the Russians just where they got on and off and generally bossed the whole meeting."
The
[The prime minister] had absorbed all the minor American
exaggerations and, as a result, was completely carried away. . . . We now had
something in our hands which would redress the balance with the Russians. The
secret of this explosive and the power to use it would completely alter the
diplomatic equilibrium which was adrift since the defeat of
REFUSING TO FACE THE PAST
There is no longer much dispute that ending the war with Japan before the Soviet Union entered it played a role in the thinking of those responsible for using the atomic bomb. There is also evidence that impressing the Russians was a consideration. Scholarly discussion of this controversial point has been heated, and even carefully qualified judgments that such a motive is "strongly suggested" by the available documents have often been twisted and distorted into extreme claims. It is, nevertheless, impossible to ignore the considerable range of evidence that now points in this direction.
First, there are the diaries and other sources indicating
that the president and his top advisers appear from late April on to have based
their diplomatic strategy on the assumption that the new weapon, once
demonstrated, would strengthen the
Let our actions speak for words, The Russians will understand them better than anything else. . . . we have got to regain the lead and perhaps do it in a pretty rough and realistic way. . . . we have coming into action a weapon which will be unique. Now the thing is not . . . to indicate any weakness by talking too much; let our actions speak for themselves. [Emphasis added.]
Particularly important has been research illuminating the role played by Byrnes. Although it was once believed that Stimson was the most important presidential adviser on atomic matters, historians increasingly understand that Byrnes had the president's ear. Indeed, in the judgment of many experts, he fairly dominated Truman during the first five or six months of Truman's presidency.
Byrnes, in fact, had been one of Truman's mentors when the
young unknown from
There is not much doubt about Byrnes's general view. In one of their very first meetings, Byrnes told Truman that "in his belief the atomic bomb might well put us in a position to dictate our own terms at the end of the war." Again, at the end of May, Byrnes met, at White House request, with atomic scientist Leo Szilard. In his 1949 A Personal History of the Atomic Bomb, Szilard recalled that
Mr. Byrnes did not
argue that it was necessary to use the bomb against the cities of
In a 1968 article in Perspectives in American History, Szilard wrote that "Russian troops had moved into
Another excerpt from Ambassador Joseph Davies's diary
records that at
[Byrnes] was still having a hard time . . . The details as to the success of the Atomic Bomb, which he had just received, gave him confidence that the Soviets would agree.
Byrnes' attitude that the atomic bomb assured ultimate success in negotiations disturbed me. . . . I told him the threat wouldn't work, and might do irreparable harm.
Stimson's friend Herbert Feis judged a quarter century ago that the desire to
"impress" the Soviets almost certainly played a role in the decision
to use the atomic bomb. On the basis of currently available information it is
impossible to prove precisely to what extent Byrnes and the president were
influenced by this consideration. Nevertheless, just as the discovery of new
documents has led to greater recognition of the role of diplomatic factors in
the decision, research on Byrnes's role--and the consistency of his attitude
throughout this period--has clarified our understanding of this motive. Writing
in the
Quite apart from the basic judgment as to the necessity of
and reasons for the bomb's uses the issue of why the public is generally
ignorant of so many of the basic facts discussed in the expert literature
remains. For one thing, the modern press has been careless in its reporting.
During this year's Enola Gay controversy at the Smithsonian, few reporters
bothered to seriously consult specialist literature, or to present the range of
specific issues in contention among the experts. Instead, historians who still
remain unqualified defenders of the decision as dictated solely by military
necessity were often cited as unquestioned authoritative sources. Many
reporters repeated as fact the myth that "over a million" Americans
would have perished or been wounded in an invasion of
Emotional issues were also at work. Time and again, the
question of whether dropping the atomic bomb was militarily necessary has
become entangled with the separate issue of anger at
Americans also have often allowed themselves to confuse
discussion of research findings on
Finally, we Americans clearly do not like to see our nation
as vulnerable to the same moral failings as others. To raise questions about
GAR ALPEROVITZ is the author of Atomic Diplomacy: Hiroshima and Potsdam (Simon and Schuster, 1965; 2d expanded ed., Pluto Press, 1994). His new book, The Decision to Use the Atomic Bomb, will be published by Knopf in August 1995.